This AML Compliance Handbook is a must for all AML professionals It has been prepared with clear, specific information to serve as a practical, quick-reference guide for regulated companies and their staff whose responsibilities involve compliance in this vital area. The following subject areas comprise the essential components of a sound, well-rounded AML compliance program. AML regulatory compliance requirements; "Know-your-customer" (KYC) procedures; Currency transaction reporting (CTR) processing; Structuring of transactions; Foreign Corrupt Practices Act (FCPA) Office of Foreign Assets...

This Handbook is a must for Anti-money Laundering (AML) audit and compliance professionals The material presented serves as a practical guide for those whose work involves auditing, internal controls and compliance associated with AML and Know-Your-Customer (KYC) laws, rules and regulations. The following subject areas comprise the essential components of a sound, well-rounded AML compliance program. -Review of audit and controls -AML regulatory compliance requirements -"Know-your-customer" (KYC) procedures -Currency transaction reporting (CTR) processing -Structuring of transactions...

This Handbook is a must for all AML/KYC compliance and audit professionals Like other AML texts written by Bob Walsh, this is a practical, quick-reference guide with specific information geared for AML professionals. This book addresses transaction monitoring as compiled by Bob Walsh from his decades of experience working with some of the largest banks in the world, FBI Special Agents, the Federal Reserve Bank, and leading AML/KYC consulting agencies. This text focuses heavily on transaction monitoring since that is the area of AML compliance where most regulated companies encounter the...

This book is a must for all banking and financial professionals It provides a profile of the various types of securities as authored by Bob Walsh, is a subject-matter-expert in the international banking and financial services industry. As one of the leading authorities in the field, Mr. Walsh assists banks with AML/KYC auditing, investigations, compliance assessments, remediations and related AML/KYC technical training. His office is located in New York; he may be contacted by email at: walsh516@aol.com.

This text is a must for all AML/KYC audit and compliance professionals It has been prepared to serve as a practical, quick-reference guide for regulated companies and their employees whose responsibilities involve involves currency transaction reports (CTRs) as it relates to Anti-money Laundering (AML) regulatory compliance. Topics include: regulatory requirements, structuring, CTR reports, suspicious activity reports and more. This area of AML compliance is where many banks face great exposure, complexities and challenges. These subjects are closely addressed: Regulatory compliance...

This book is a must for all AML/KYC and other financial professionals who work in the global securities industry This is an extraordinary industry that facilitates and supports the investment of $trillions of capital involving securities and currencies worldwide. Topics include: investment management, types of securities, mutual funds, trading, securities processing, global custody, clearing corporations, depositories, foreign exchange, international cash management, collateral loans, securities lending, accounting, and related asset servicing. All the complexities involved create serious...

This book is a must for all those who work in Globla Custody services business These unique services facilitate and support the investment of trillions of dollars of securities and currencies worldwide. Topics covered include: global securities processing and custody, clearing corporations, depositories, foreign exchange, cash management, securities lending, subcustodians, asset servicing and more. This book was written by one of the leading authorities in the field, Bob Walsh. In this book, he provides specific information describing how Global Custody services are structured and operate....

This book is a must for all AML and KYC compliance and audit professionals Written by leading authority in global banking and KYC/AML compliance, Bob Walsh, it describes Know-Your-Customer (KYC) regulations and compliance requirements for retail and institutional bank clients. In addition, this KYC book discusses related issues including Currency Transaction Reports (CTRs), structuring of transactions, due-diligence research, suspicious transaction reports (SARs), the world of money-laundering, case studies, and terrorist groups. As one of the leading authorities in the field, Mr. Walsh...

This book is an excellent, hands-on guide for all bank staff whose work involves Sub-custodian Network Management and Global Custody Services. The author, Bob Walsh, a leading authority in the field, provides detailed information on the establishment and ongoing management of international sub-custodian networks. Topics include regulatory compliance, operations, recordkeeping, accounting, foreign exchange, correspondent relationships, national securities depositories, and a review of Global Custody Services and the global securities industry. As one of the leading authorities in the field,...

This book is a must for all financial professionals It is intended to serve as a quick reference for those who work in all phases of this multi-trillion dollar global securities industry. The author, Bob Walsh, is a leading authority in the field of international banking and securities. He provides a chronology showing how the global securities industry developed over the course of time and events. From ancient times to the present, the global securities industry (and its predecessors in various forms) had facilitated and supported the investment of capital involving securities, currencies...