Global Securities Industry: Hands-on Guide For Financial Professionals

ISBN-13: 9781519281449 / Angielski / Miękka / 2015 / 238 str.

Bob Walsh

Opis

This book is a must for all AML/KYC and other financial professionals who work in the global securities industry This is an extraordinary industry that facilitates and supports the investment of $trillions of capital involving securities and currencies worldwide. Topics include: investment management, types of securities, mutual funds, trading, securities processing, global custody, clearing corporations, depositories, foreign exchange, international cash management, collateral loans, securities lending, accounting, and related asset servicing. All the complexities involved create serious challenges for all participants in the global securities industry. Among these, is the need for technical education that provides the critical facts and information spanning the world's financial markets. That is what this book hopes to satisfy through practical, hands-on technical information describing how this multi-trillion dollar global industry is structured and operates. As one of the leading authorities in the field, Mr. Walsh assists banks with AML/KYC auditing, investigations, compliance assessments, remediations and related AML/KYC technical training. His office is located in New York; he may be reached by email at: walsh516@aol.com.