Anti-money Laundering Audit & Controls: Practical Hands-on Guide for Audit and Compliance Professionals

ISBN-13: 9781518662805 / Angielski / Miękka / 2015 / 202 str.

Bob Walsh

Opis

This Handbook is a must for Anti-money Laundering (AML) audit and compliance professionals The material presented serves as a practical guide for those whose work involves auditing, internal controls and compliance associated with AML and Know-Your-Customer (KYC) laws, rules and regulations. The following subject areas comprise the essential components of a sound, well-rounded AML compliance program. -Review of audit and controls -AML regulatory compliance requirements -"Know-your-customer" (KYC) procedures -Currency transaction reporting (CTR) processing -Structuring of transactions -Foreign Corrupt Practices Act (FCPA) -Office of Foreign Assets Control (OFAC) -Correspondent relationships -Wire transactions -"Red-flag" suspicious transactions -Transaction monitoring practices -Due-diligence research -SARs processing - Terrorist organizations -Case studies -AML/KYC acronyms. The information presented within by Bob Walsh has been compiled from decades of in-depth, hands-on experience in the field of Anti-money Laundering. This includes working with some of the largest domestic and international banks, AML/KYC consulting agencies, Federal Bureau of Investigation, and the Federal Reserve Bank of New York in addressing major AML/KYC cases. As one of the leading authorities in the field, Mr. Walsh assists banks with AML/KYC auditing, investigations, compliance assessments, remediations and related AML/KYC technical training. His office is located in New York; he may be reached by email at: walsh516@aol.com.