Legal and Conduct Risk in the Financial Markets

ISBN-13: 9780198749271 / Angielski / Twarda / 2018 / 704 str.

Roger McCormick; Chris Stears

Opis

The third edition of the highly regarded practitioner guide to legal risk includes substantial new coverage of ethics and conduct, expertly appraised against the backdrop of significant change in post-crises financial markets.

Recenzje

This financial crisis highlights the importance of the work by McCormick, daring because not even the financial markets understand the legal risks involved, and few lawyers, if any, would really understand the complexity of all the financial products. The book is therefore useful to policymakers, lawyers, and finanacial actors, besides academics.

O autorze

Roger McCormick is a past Director of the Sustainable Finance Project at London School of Economics and Political Science, and a past Visiting Professor at LSE. He is now the Managing Director of CCP Research Foundation .He retired from full-time private legal practice in 2004, having practised law in the City of London for nearly thirty years. Chris Stears is a solicitor, a fellow of the Chartered Institute for Securities & Investment, Research Director at CCP Research Foundation, and principal and general counsel at Medius Consulting.