US Regulation for Asset Managers outside the United States

ISBN-13: 9780414031968 / Angielski / Miękka / 2017

Opis

This new edition covers all aspects of US regulation that affect investment management firms, broker dealers and their advisers outside the United States. This encompasses not only SEC regulation, but also CFTC and ERISA aspects, and the text will also deal with aspects of broker dealer legislation and regulation that impacts on investment management work.