The Regulation of Financial Planning in Australia: Current Practice, Issues and Empirical Analysis

ISBN-13: 9781032089805 / Angielski / Miękka / 2021 / 372 str.

Angelique Nadia Sweetman McInnes

Opis

This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model by considering theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions and thereafter applying it to financial planning theory.

Spis treści

1. Introduction  2. International Trends in Financial Adviser Regulation  3. Legitimacy of Current Licensee-Adviser Licensing for Australian Financial Advisers  4. Research Paradigm, Methodology and SEM Design  5. Contextualising Current Licensing of Financial Advisers: Preliminary Analysis using Confirmatory Factor Analysis  6. Empirical Analysis of the Current AFSL-AR Licensing Regime and the Existing Licensee-Adviser Relationship  7. Conclusion

O autorze

Angelique McInnes  is an unorthodox wife, mother, entrepreneur, author, academic, publication reviewer and presenter. Her research interests include international finance, financial services, financial planning, financial technology and digital finance.