The Cambridge Handbook of Investor Protection

ISBN-13: 9781108833943 / Angielski / Twarda / 2022

Opis

Leading experts analyze key topics in investor protection, market regulation, and the role of the Securities and Exchange Commission and other regulators.

Spis treści

Introduction: continuity and change in investor protection Arthur B. Laby; Part I. Institutionalization and Investor Protection: 1. The financialization of corporate governance Roberta S. Karmel; 2. 'Public' mutual funds Jeff Schwartz; 3. The overlooked effects of passive management Anita K. Krug; 4. Retail investor protection and empowerment: reflections from the European Union Niamh Moloney; 5. Which investors to protect? Evolving conceptions of the American shareholder Jacob Hale Russell; Part II. The Scope of Investor Protection Regulation: 6. Retirement plan reforms in the absence of a retirement policy Natalya Shnitser; 7. Rogue brokers and the limits of agency law Deborah A. DeMott; 8. Protecting investors of collective-investor trusts in China Lusina Ho; 9. Jurisdiction and applicable law in investor suits Matthias Lehmann; Part III. The Regulation of Market Professionals: 10. Techniques of regulatory implementation: the case of Reg BI and Form CRS James A. Fanto; 11. Regulation best interest, customer trust, and the move to make private investments more available to retail investors Donald C. Langevoort; 12. Best execution: an impossible dream? Onnig H. Dombalagian; 13. Equilibrium investor protection: active mutual fund fees Michel A. Habib and D. Bruce Johnsen; 14. Reputational bonding and the birth of investment adviser regulation Arthur B. Laby; Part IV. Alternative Regulatory Regimes: 15. Do lawyers make good gatekeepers? Sung Hui Kim; 16. Retail investors and Delaware corporate law J. Travis Laster; 17. Investor protections in Muslim jurisdictions Russell Powell; 18. Insider trading law in the United States and Australia: fiduciary breaches, market abuses, and the harshness of penalties Donna M. Nagy and Juliette Overland; 19. Markets versus regulation: investor protection in the United States compared to Israel Nitzan Shilon.