Regulation and Supervision of the OTC Derivatives Market

ISBN-13: 9780367590925 / Angielski / Miękka / 2020 / 280 str.

Ligia Catherine Arias-Barrera

Opis

The over-the-counter (OTC) derivatives market drew the attention of regulators after the Global Financial Crisis due to the risk it poses to financial stability. Under the post-crisis regulatory reform the concentration of business, and risks, among a few major players is changed by the concentration of a large portion of transa

Spis treści

Contents

List of Figures

　

List of Cases

　

Acknowledgements

　

List of Abbreviations

　 　　

Chapter 1 Introduction

　

Chapter 2: The Risk-Based Approach to Regulation

　

Chapter 3: Shortcomings of the UK Regime of CCPs in the OTC Derivatives Market

　

Chapter 4: Shortcomings—The Insufficient Legal Framework Underpinning CCPs’ Operations and the Absence of a Special Resolution Regime for CCPs

　

Chapter 5: Shortcomings—Failure to Rule Innovation Risk

　

Chapter 6: Comments on the US Derivatives Market’ Regulation for CCPs

　

Chapter 7: Final Remarks

　

Bibliography

　

Index

　

O autorze

Ligia Catherine Arias-Barrera holds a Ph.D. in Law from the University of

Warwick, and an LL.M in Commercial and Corporate Law from Queen Mary

University of London. She is Associate Professor at the School of Law of the

Externado de Colombia University, Private Consultant in Financial Law Services

in Colombia and the UK, and Research Associate at the Ibero-American Institute

for Law and Finance.