Private Equity Compliance: Analyzing Conflicts, Fees, and Risks

ISBN-13: 9781119479628 / Angielski / Twarda / 2018 / 224 str.

Jason A. Scharfman

Opis

Develop and manage a private equity compliance program Compliance has become one of the fastest-growing areas in the private equity (PE) space. Mirroring trends from the hedge fund industry, recent surveys indicate that PE managers rank compliance as the single most challenging aspect of their business.

Spis treści

Preface

Chapter 1 – Introduction to Private Equity Compliance

Chapter 2 – Compliance Obligations of General Partners

Chapter 3 – Limited Partner Advisory Committees and Other Boards

Chapter 4 – Valuation Compliance

Chapter 5 – Conflicts of Interest

Chapter 6 – Fees and Expenses – Compliance Considerations

Chapter 7 – Private Equity Compliance Technology, Business Continuity and Cyber security

Chapter 8 – Understanding Private Equity Compliance Documentation

Chapter 9 – Compliance Training, Surveillance and Testing for Private Equity Firms

Chapter 10 – Limited Partner Analysis of Private Equity Compliance Functions

Chapter 11 – Interviews with Private Equity Compliance Professionals

About the Author

Index

O autorze

JASON A. SCHARFMAN is the Managing Partner of Corgentum Consulting, a specialist consulting firm which performs operational due diligence reviews and background investigations of fund managers, including hedge funds and private equity funds. Mr. Scharfman has provided training to financial regulators, consulted with government entities on financial regulation, developed compliance functions, and analyzed private equity compliance structures across the globe. He is the author of Hedge Fund Compliance from Wiley.