Operational Risk Management in Financial Services: A Practical Guide to Establishing Effective Solutions

ISBN-13: 9781789667080 / Angielski / Miękka / 2021 / 384 str.

Elena Pykhova

Opis

Create real value from operational risk management rather than using a 'tick box' approach with this practical guide filled with frameworks, examples and industry poll results.

Recenzje

"An insightful book and a highly engaging, practical and useful guide to operational risk management." Veronica Lazenby, Chief Risk Officer, Jupiter Asset Management

Spis treści

• • Chapter - 01: Operational risk - Definition and taxonomy;
  • Chapter - 02: Operational risk framework and its implementation;
  • Chapter - 03: The three lines of defence model - Its application to operational risk management;
  • Chapter - 04: Operational risk events;
  • Chapter - 05: Risk and control self-assessments;
  • Chapter - 06: Operational risk assessment of change initiatives;
  • Chapter - 07: Key risk indicators;
  • Chapter - 08: Scenario analysis;
  • Chapter - 09: Operational risk appetite;
  • Chapter - 10: Operational risk reporting;
  • Chapter - 11: Operational risk training and education;
  • Chapter - 12: Risk culture;
  • Chapter - 13: Embedding and maturity assessment;
  • Chapter - 14: Operational resilience;
  • Chapter - 15: Appendix 1 Operational Risk Champion - Role Description;
  • Chapter - 16: Appendix 2 Example operational risk event reporting template;
  • Chapter - 17: Appendix 3 ORA template;
  • Chapter - 18: Appendix 4 Table of 50 key risk indicators;

O autorze

Elena Pykhova is an operational risk executive specializing in strategy, design and implementation of firm-wide operational risk frameworks, based in London, UK. She is an experienced operational risk trainer, running public and in-house training courses in the UK and internationally for world-leading venues such as the London Stock Exchange Academy. She is a thought leader, influencer and founder of a think tank, Best Practice Operational Risk Forum. She is the Chair of the Operational Risk Expert Panel for the Association of Foreign Banks and the former Director for Education at the Institute of Operational Risk. Passionate about the discipline, she founded her training and consulting practice after 20 years of experience in senior roles at Fortune 500 companies.