Legal Data for Banking: Business Optimisation and Regulatory Compliance

ISBN-13: 9781119357162 / Angielski / Twarda / 2019 / 304 str.

Akber Datoo

Opis

This book tries to fill a gap in the financial literature on legal data. It is a practitioner's guide to this emerging legal data domain in the financial markets context, explaining what is meant by legal data, the current state of affairs and the pain points this causes, the strategic governance, processes and systems required, as well as covering the necessary data migration journeys to achieve these goals. The book covers all aspect of data governance, including risk aggregation, netting and collateral enforceability (under CRD IV) and other regulatory drivers. Legal data for business optimization, legal data technology & systems as well as legal data migration are also covered in a helpful and practical manner.

Spis treści

Preface vii Acknowledgements ix 1 The Role of Data in a Financial Crisis 1 2 The Law, Legal System and Basics of Contract Law 11 3 Structured Finance and Financial Products - Derivatives 27 4 Data, Data Modelling and Governance 53 5 BCBS 239 - Legal Data in Risk Aggregation 81 6 Capital and Netting 89 7 Collateral - Enforceability, Reform and Optimisation 115 8 CASS - Client Assets and Client Money 155 9 Liquidity Risk Management and Reporting 167 10 Contractual Impediments - Recovery and Resolution Planning 187 11 Document Generation/Data-Driven Contracts 213 12 Smart Contracts 233 13 Electronic and Digital Signatures 259 Appendix A 267 Appendix B 271 Appendix C 279 Index 281

O autorze

AKBER DATOO is founder and managing partner of D2 Legal Technology LLP, a boutique legal data-consulting firm dedicated to the capital markets space. With 20 years' experience of derivatives and a blend of both technology and legal perspectives, Akber works with financial institutions to create legal risk frameworks to ensure regulatory compliance and business optimisation. This includes the provision of strategic change management advice relating to process and systems for contract data modelling, document assembly, search, information retrieval, know-how and legal opinion management. Akber sits on The Law Society's Technology Law Committee where he chairs the blockchain and smart contracts working group. In 2016, he was recognised as "one of the top ten innovators" in the Financial Times Innovative Lawyers' Awards. Akber graduated with first class honours in Computer Science at Cambridge University.