Laws and Regulations in Global Financial Markets

ISBN-13: 9781137346520 / Angielski / Twarda / 2013 / 366 str.

Rosario J. Girasa; Roy Girasa

Opis

The major financial scandals of the past decade, which have been discussed exhaustively in corporate offices by corporate attorneys, and in accounting firms, have led to the passage of massive Congressional enactments in the United States that impact the w

Recenzje

"Laws and Regulations in Global Financial Markets is a perfectly balanced, direct, easy to understand yet comprehensive text from a master teacher. The book offers direct prose perfectly organized to take students well beyond surface level understanding of the material covered, as well as a welcomed international perspective." - Victor D. López, Associate Professor of Legal Studies in Business, Hofstra University, USA

"Dr. Girasa's book bridges the considerable gap between purely academic case books and strictly pragmatic practice guides. As general counsel of an investment advisor, I appreciate the ability to 'get smart' on a relevant topic by reading the appropriate chapter in this book. The discussions are concise and the questions posed are thought-provoking. This will be a useful tool for practitioners in a variety of disciplines." - Jordan Breslow, General Counsel, New Island Capital Management

Spis treści

1. Investment Adviser Regulation 2. Regulation of Broker-Dealers 3. Mergers and Acquisitions 4. Bankruptcy of Business Enterprises 5. Banking Regulation and Credit Rating Organizations 6. Real Estate Financing Regulations 7. Selected Topics in Insurance Regulation 8. Consumer Protection and Personal Finance  

O autorze

Roy Girasa is Program Chair, Dept. of Legal Studies and Taxation at Pace University, USA.