Intermediated Securities: The Impact of the Geneva Securities Convention and the Future European Legislation

ISBN-13: 9781107023475 / Angielski / Twarda / 2013 / 444 str.

Pierre Henri Conac

Opis

An overview of the latest developments in intermediated securities, via analysis of the Geneva Securities Convention and future EU legislation.

Recenzje

'The book offers insights into the securities holding systems and their legal implications, and the adaptation of traditional law to new situations - and creation of new legal mechanisms - with its comparative law survey. … This book is a great contribution to the scholarship and legislative efforts on intermediated securities.' Wenwen Liang, Journal of International Banking Law and Regulation

Spis treści

Part I. The Geneva Securities Convention and the Future European Legislation in Comparison: 1. The Geneva Securities Convention: objectives, history, and guiding principles Luc Thévenoz; 2. Objectives and policies underlying the harmonisation of securities law in the EU Philipp Paech; 3. Rights of the account holder relating to securities credited to its securities account Philippe Dupont; 4. The rights of the investor under the Geneva Securities Convention and the proposal of a European securities law legislation Pierre-Henri Conac; 5. The transfer of intermediated securities Luc Thévenoz; 6. The truth about shortfall of intermediated securities: perspectives under the Geneva Securities Convention, United States law, and the future EU Legislation on Securities Holding Charles Mooney; 7. The concept of integrity in intermediated holding systems Hubert de Vauplane; Part II. Impact on Securities Laws of Selected European Jurisdictions: 8. Intermediated securities under Belgian law: assessing the impact of the UNIDROIT Convention on the regulatory environment Michel Tison and Lientje Van den Steen; 9. The Geneva Securities Convention, the future European legislation and their impact on French securities laws Philippe Langlet; 10. The Geneva Securities Convention, the future European legislation and their impact on German law Ulrich Segna; 11. The Geneva Securities Convention and the Swiss intermediated securities law reform Hans Kuhn; 12. The proposed EU legislation on securities holding Habib Motani; 13. The Geneva Convention: a Spanish perspective Francisco Garcimartín; Appendix I. UNIDROIT Convention on Substantive Rules for Intermediated Securities; Appendix II. EU Securities Law Directive: compilation of the rules discussed so far by the Member States' Working Group.