Insider Activities: Comptroller's Handbook March 2006

ISBN-13: 9781503328266 / Angielski / Miękka / 2015 / 58 str.

Comptroller of the Currency Administrato

Opis

This "Insider Activities" booklet is one of several booklets in the Comptroller's Handbook that will be published under the theme of corporate governance. This booklet provides guidance on how banks may legally and prudently engage in transactions with insiders and implement risk management processes that provide for the appropriate control and monitoring of insider activities. This booklet also provides guidance on how examiners will review and assess insider activities during the supervisory process.