Citizens' Financial Futures: Regulation of Retail Investment Financial Services in Britain

ISBN-13: 9781138613607 / Angielski / Miękka / 2020 / 217 str.

Michael Clarke

Opis

Published in 1999, this is a review of recent changes in the regulation of retail financial investment services and products, notably the creation of the Personal Investment Authority and the continuing roles of the Office of Fair Trading and the Securities and Investments Board.

Spis treści

1. The Problem  2. The Foundation of the New Regularity Regime: Failure to Achieve Control  3. Market Changes and Customer Abuse  4. The Road to the PIA  5. The Training and Competence of Financial Advisers  6. Investors  7. Conclusion