Banking and Effective Capital Regulation in Practice: A Leadership Perspective

ISBN-13: 9780367523626 / Angielski / Miękka / 2022 / 162 str.

Sophia Velez

Opis

This book centres around a 3-round qualitative e-Delphi study among banking finance experts across the United States on how to recognize senior manager’s effective capital regulation practices in banks.

Spis treści

Part 1: Mega Banks Significant Losses  1: Losses of Mega Banks and Economic Impact  2: Bank Managers Practices and Significant Losses  3: Risky Management Practices and Principal Theory  4: Risky Management Practices and Goal Theory  5: OCEG Standards  Part 2: Government Regulations and Compliance Environment  6: Dodd-Frank Bill 2010 and Regulatory Environment  7: Risk Management Efforts and Excessive Risk Taking  8: Governance and Monetary Policy  9: CCAR and DFAST Testing  10: Bank Manager’s Failed CCAR and DFAST Efforts  Part 3: Bank Leadership Consensus on Capital Regulation Practices  11: Understanding Capital Regulation Challenges  12: Risk Appetite, Capital Structure, Stress Test and Governance  13: Risky Identification and Communication  14: Timely Reporting  15: Assurance Functions  16: Compliance Analytics  17: Comprehensive Risk Management Framework

O autorze

Sophia Velez has over 16 years of experience as a Certified Public Accountant (CPA), providing consulting services to large banks.