Bank Regulation, Risk Management, and Compliance: Theory, Practice, and Key Problem Areas

ISBN-13: 9780367521370 / Angielski / Miękka / 2021 / 340 str.

Alexander Dill

Opis

Bank Regulation, Risk Management, and Compliance is a concise yet comprehensive treatment of the primary areas of US banking regulation – micro-prudential, macro-prudential, financial consumer protection, and AML/CFT regulation – and their associated risk management and compliance systems.

Recenzje

'This is a comprehensive guide to US banking regulations which have evolved into a more invasive supervisory approach compared to the market-based approach that existed before the Global Financial Crisis (GFC). 1 The book covers the banking business, the unique features of banks’ corporate governance and conflicts of interest (COIs), and the primary areas of banking regulations and the associated supervisory expectations for risk management and compliance (p.6).'

- Dr Sau Wai Law, Assistant Professor, Hong Kong Shue Yan University

O autorze

Alexander Dill is Lecturer in the Financial Mathematics Program at the University of Chicago and Lecturer in Law at the UCLA School of Law. He is a recognized expert on the financial markets and the regulatory, risk management, and compliance frameworks that apply to them. He worked in the finance industry for nearly 30 years, first in private corporate law practice and subsequently at the US Securities and Exchange Commission and Moody’s Investors Service.