Algo Bots and the Law: Technology, Automation, and the Regulation of Futures and Other Derivatives

ISBN-13: 9781316616536 / Angielski / Miękka / 2020 / 250 str.

Gregory Scopino

Opis

An exploration of how financial market laws and regulations can - and should - govern the use of artificial intelligence.

Recenzje

'Algo Bots and the Law provides a deeply detailed journey through the history of futures and derivative markets regulation, from market definitions to how legal precedent influences current thinking on regulating electronic markets. … clear prose and good examples …' Mark S. Rzepczynski, Enterprising Investor

Spis treści

Preface; Introduction: 1. Key concepts: algorithms, artificial intelligence, and more; 2. Economic definitions of common derivatives; 3. Legal and regulatory definitions of derivatives and other financial instruments; 4. FinTech: from science fiction to non-fiction; 5. The regulatory framework for the US derivatives markets; 6. Gateways to the futures markets-FCMs; 7. Collective investment vehicles and investment advisors; 8. Salespeople, supervisors, owners, and enumerated others; 9. Trading floor denizens; 10. Regulating digital intermediaries; 11. States of mind: from zero to specific intent; 12. Market manipulation: then and now; 13. Fraud is many things (for humans and robots); 14. Disruptive trading practices; 15. Spoofing: market disruption made easy by technology; 16. Adequately supervising the overseers of algo bots; 17. Flash events; 18. Algo bots all over the world; 19. Conclusion.