Research Handbook on Securities Regulation in the United States

ISBN-13: 9781782540069 / Angielski / Twarda / 2014 / 576 str.

Jerry W. Markham;Rigers Gjyshi

Opis

This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statutes, and the regulators and market participants involved. In addition to a general summary of the topic, this volume provides detailed explanations of the process for registering securities, exemptions from registration, secondary distributions, and the underwriting process.